Investor Information

COMPANY SECRETARY

Kate MacLeod

Suite 30202, Lvl 2
Southport Central Tower 3
9 Lawson Street Southport QLD 4215

PO Box 8180
Gold Coast MC QLD 9726

Phone: 07 5573 2666

SHARE REGISTER

Link Marketing

Level 21
10 Eagle Street
Brisbane QLD 4000

Phone: 1300 554 474

AUDITOR

Dickfos Dunn Adam

Dickfos Dunn Adam
Independent Audit Specialists

22 Garden Street
Southport QLD 4215

Phone: 07 5532 7855

SHARE INFORMATION

Low Volume Market Introduction

AHC Limited is an unlisted public company and disclosing entity. AHC Limited’s shares are not listed on any licensed market or exchange, including the Australian Securities Exchange (ASX). In order to provide shareholders with some liquidity for their shares, AHC Limited has received approval from the Australian Securities and Investments Commission (ASIC) to operate a low volume financial market under an exemption provided by section 791C of the Corporations Act 2001 and in accordance with the Corporations – (Low Volume Financial Markets) – exemption notice 2003. It is important to note the following:

  • AHC Limited is not licensed under Part 7.2 of the Act.
  • AHC Limited is not subject to the legal obligations that apply to the operator of a licensed market, including the requirement, to the extent that it is reasonably practicable to do so, to do all things necessary to ensure that the market is a fair, orderly and transparent market.

General Rules

AHC Limited will record the aggregate total volume and value of transactions conducted on the market to ensure that no more than 100 (one hundred) completed transactions with a total value (measured by sale price) of not more than $500,000 (five hundred thousand dollars), are entered into during any 12 month period. Therefore, if a transaction would cause either the total volume or value of all transactions entered into in any 12 month period to exceed either of those limits, AHC Limited may not approve the transaction or suspend the market to the start of the subsequent 12 month period. In such a case interested Sellers and Buyers would have the option of either waiting for the next 12 month period to commence or find a counter party themselves (i.e. a party that is not on the Register).

All share transactions are to comply with AHC Limited’s constitution.

The matching, negotiation and execution of any transaction that occurs will take place between the Buyer and Seller without any involvement from AHC Limited. Settled transactions will be processed by AHC Limited’s share registry, Link Market Services Limited (Registry). Once the transactions have been processed by the Registry, the Company Secretary will then update the register of sellers and buyers.

Important Notices Relating to the Low Volume Market

Pricing
AHC Limited has no role in that negotiation and pricing of any trade under the Low Volume Market. Financial information lodged with ASIC may assist parties in their negotiations. Before completing your trade, you should check this section for any recently added information.

Tax Consequences
AHC Limited is unable to provide you with any advice in relation to the potential tax consequences of any sale as each shareholder’s circumstance are different. You should obtain your own taxation, financial and investment advice in relation to the consequences of any sale before entering into any transaction to sell or buy AHC Limited shares.

Finding a Buyer or Seller Outside of the Low Volume Market
The low volume market provides you with one way to potentially locate a buyer or seller of AHC Limited shares. You may find your own buyer for your shares outside of the market.

Confirming that the Seller is the True Owner of Shares they are Selling
Each AHC Limited shareholder is issued with a holding statement for their AHC Limited shares. AHC Limited takes no responsibility for and has no liability to any buyer who does not receive good title to any AHC Limited shares they have paid for.

How to Buy or Sell Shares on the Low Volume Market

The process for trading AHC Limited shares is outlined below.

  • Review the Low Volume Market Introduction and Important Notices.
  • Review the current Register of Sellers and Buyers.
  • Register Your Interest to buy or sell AHC LIMITED Shares.
  • If you are a Buyer or a Seller, you may request that AHC Limited provides you with any details of any Seller or of any Buyer. To request this information contact the Company Secretary
  • Complete the transaction by completing a Standard Transfer Form and return it to the Registry

The matching, negotiation and execution of any transaction that occurs will take place between the Buyer and Seller without any involvement from AHC Limited. Settled transactions will be processed by AHC Limited’s share registry, Link Market Services Limited (Registry). Once the transaction has been processed by the Registry, the Company Secretary will then update the register of sellers and buyers.

If you have any queries about this process, please contact our Company Secretary at the address below.

The Company Secretary
AHC Limited
PO Box 8180
Gold Coast Mail Centre Qld 9726

Telephone: 07 5573 2666
Fax: 07 5573 3324
Email: kmacleod@ahc.com.au

Register Your Interest for the Low Volume Market

To register your interest in trading AHC Limited shares, please follow the process outlined below.

If you have any queries about this process, please contact our Company Secretary at the address below.

The Company Secretary
AHC Limited
PO Box 8180
Gold Coast Mail Centre Qld 9726

Telephone: 07 5573 2666
Fax: 07 5573 3324
Email: kmacleod@ahc.com.au

Register of Interest (Buyers and Sellers) on the Low Volume Market
Shares For Sale Offers To Purchase
Seller Number of Shares Price per Share Buyer Number of Shares Price per Share
Seller #1 3,700 $4.20 Buyer #1 13,500 $1.45
Seller #2 2,000 $4.00 Buyer #2
Seller #3 Buyer #3
Seller #4 Buyer #4
Seller #5 Buyer #5
Seller #6 Buyer #6
Seller #7 Buyer #7
Seller #8 Buyer #8
Seller #9 Buyer #9
Seller #10 Buyer #10
Totals

Note:
The identity or interested buyers and sellers will only be disclosed to persons who register an interest.
Some of the Sellers and Buyers displayed in this table may have already agreed or transacted with a corresponding Buyer or Seller. Once the transfer is complete, the Register will be updated to reflect this.

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